2024 Enforcement Orders
NOTE: All documents are in PDF format.
6/14/24
TitleMax of Delaware, Inc., TitleMax of Ohio, Inc., TitleMax of Virginia, Inc., TitleMax of South Carolina, Inc., TitleMax Funding, Inc., TMX Finance LLC, TMX Finance, TMX Finance Corporate Services, Inc., CCFI Companies, LLC, and all successors or predecessors in interest, affiliates, subsidiaries, or parent companies of any of the foregoing, however named (PDF)
On June 14, 2024 the DOBS issued an Order to Show Cause naming TitleMax of Delaware, Inc., TitleMax of Ohio, Inc., TitleMax of Virginia, Inc., TitleMax of South Carolina, Inc., TitleMax Funding, Inc., TMX Finance LLC (“TMX Finance”), TMX Finance Corporate Services, Inc., CCFI Companies, LLC, and all successors or predecessors in interest, affiliates, subsidiaries, or parent companies of any of the foregoing, however named for violations of the Loan Interest and Protection Law.
6/10/24
J.P. Morgan Private Wealth Advisors, LLC (PDF)
J.P. Morgan Private Wealth Advisors, LLC entered into a Consent Agreement and Order and will pay a fine for violations of the Pennsylvania Securities Act of 1972.
6/3/24
JMM Financial, LLC and Judith Mindock entered into a Consent Agreement and Order and will pay a fine for violations of the Pennsylvania Securities Act of 1972.
6/3/24
Viking Wealth Management, LLC entered into a Consent Agreement and Order and will pay a fine for violations of the Pennsylvania Securities Act of 1972.
5/30/24
CreditAssociates, LLC (PDF)
On May 30, 2024 the DOBS issued an Order to Show Cause naming CreditAssociates, LLC for violations of the Debt Settlement Services Act.
5/21/24
Spark Financial Advisors, LLC dba Spark Financial Advisors of Richmond, VA entered into a Consent Agreement and Order and will pay a fine for violations of the Pennsylvania Securities Act of 1972.
5/20/24
Gaughan Auto Store of Taylor, PA entered into a Consent Agreement and Order and will pay a fine for violations o f the Consumer Credit Code.
5/20/24
Philly Auto Group, LLC of Levittown, PA entered into a Consent Agreement and Order and will pay a fine for violations of the Consumer Credit Code.
5/7/24
Red Tree Mortgage, LLC of Pittsburgh, PA entered into a Consent Agreement and Order and will pay a fine for violations of the Mortgage Licensing Act.
5/1/24
CWR Capital Management, LLC entered into a Consent Agreement and Order and will pay a fine for violations of the Pennsylvania Securities Act of 1972.
4/29/24
RCL Capital Management entered into a Consent Agreement and Order and will pay a fine for violations of the Pennsylvania Securities Act of 1972.
4/29/24
PNC Investments LLC of Pittsburgh, PA entered into a Consent Agreement and Order and will pay a fine for violations of the Pennsylvania Securities Act of 1972.
4/24/24
Tioga-Franklin Savings Bank entered into a Consent Order pursuant to the Department of Banking Code.
4/22/24
On April 22, 2024 the DOBS issued an Order to Show Cause naming Capital Source 2000, Inc., CS2K. LLC, William Bromley, and Joseph Cole Barleta for violations of the Pennsylvania Securities Act of 1972.
4/22/24
On April 22, 2024 the DOBS issued an Order to Pay Fine naming Great American Finance Holdings, LLC for violations of the Consumer Discount Company Act.
4/22/24
On April 22, 2024 the DOBS issued an Order to Pay Fine naming Jetty National, Inc for violations of the Consumer Discount Company Act.
4/22/24
On April 22, 2024 the DOBS issued an Order to Pay Fine naming Synapse Credit LLC for violations of the Consumer Discount Company Act.
4/22/24
On April 22, 2024 the DOBS issued an Order to Pay Fine naming Webcollex LLC for violations of the Consumer Discount Company Act.
4/5/24
Groundwork Wealth Management, LLC of Exton, PA entered into a Consent Agreement and Order and will pay a fine for violations of the Pennsylvania Securities Act of 1972.
4/2/24
Fortress Trust, LLC of Las Vegas, NV entered into a Consent Agreement and Order and will take corrective action and pay a fine for violations of the Money Transmitter Act.
3/28/24
Goldata Computer Services, Inc. d/b/a Goldata Financial, Elliot Mitchell Goldberg, 1931 Funding, LLC, 567 Funding, LLC, 442 Funding, LLC, 803 Funding, LLC and LEGS 1, LLC (PDF)
The Commission issued a Final Order denying the request for rehearing and/or Reconsideration of the Commission’s Final Order.
3/26/24
Bruce A. Kraig Associates, Tamara Kraig and Bruce A. Kraig entered into a Consent Agreement and Order and will pay a fine for violations of the Pennsylvania Securities Act of 1972.
3/22/24
Sigue Corporation (PDF)
Sigue Corporation entered a Multi-State Interim Consent Order for violations of the Money Transmitter Act.
3/19/24
Money Positive Cooperative (PDF)
Money Positive Cooperative of Austin, TX entered into a Consent Agreement and Order and will pay a fine for violations of the Pennsylvania Securities Act of 1972.
3/13/24
Penn Street Mortgage, LLC (PDF)
Penn Street Mortgage, LLC of West Chester, PA entered into a Consent Agreement and Order and will pay a fine for violations of the Mortgage Licensing Act.
3/12/24
Red Carpet Auto Sales, Limited Liability Company, Joshua DeWitt, individually and Judith DeWitt, Individually (PDF)
On March 12, 2024 the DOBS issued an Order to Revoke naming Red Carpet Auto Sales, Limited Liability Company, Joshua DeWitt, individually and Judith DeWitt, Individually for violations of the Consumer Credit Code.
3/7/24
WealthU Advisors, LLC (PDF)
WealthU Advisors, LLC entered into a Consent Agreement and Order and will pay a fine for violations of the Pennsylvania Securities Act of 1972.
2/29/24
Daniel Boyle (PDF)
On February 29, 2024 the DOBS issued an Order to Cease and Desist naming Daniel Boyle for violations of the Mortgage Licensing Act.
2/28/24
Goldata Computer Services, Inc. d/b/a Goldata Financial, Elliot Mitchell Goldberg, 1931 Funding, LLC, 567 Funding, LLC, 442 Funding, LLC, 803 Funding, LLC and LEGS 1, LLC (PDF)
The Commission issued a Final Order ordering Goldata Computer Services, Inc. d/b/a Goldata Financial, Elliot Mitchell Goldberg, 1931 Funding, LLC, 567 Funding, LLC, 442 Funding, LLC, 803 Funding, LLC and LEGS 1, LLC to pay an administrative assessment for violations of the Pennsylvania Securities Act of 1972.
2/26/24
G. Earl Mowrey & Co., LLC, George Earl Mowrey (PDF)
The Commission issued a Final Order ordering G. Earl Mowrey & Co., LLC, George Earl Mowrey to pay an administrative assessment for violations of the Pennsylvania Securities Act of 1972.
2/26/24
CreditAssociates, LLC (PDF)
The Commission issued a Final Order ordering CreditAssociates, LLC to not market, solicit, offer to provide, or provide debt settlement services to Pennsylvania residents until licensed and to pay a fine for violations of the Debt Settlement Services Act.
2/23/24
Keystone Investment Advisors, LLC (PDF)
Keystone Investment Advisors, LLC of Wexford, PA entered into a Consent Agreement and Order and will pay a fine for violations of the Pennsylvania Securities Act of 1972.
1/31/24
True Horizon Wealth Advisors, LLC (PDF)
True Horizon Wealth Advisors, LLC of Malvern, PA entered into a Consent Agreement and Order and will pay a fine for violations of the Pennsylvania Securities Act of 1972.
1/31/24
First National Mortgage & Investment, Inc. (PDF)
First National Mortgage & Investment, Inc. of Elkins Park PA entered into a
Consent Agreement and Order and will pay a fine for violations of the Mortgage Licensing Act.
1/30/24
M & S Sales & Service, Inc. (PDF)
M & S Sales & Service, Inc. of New Holland, PA entered into a Consent Agreement and Order and will pay a fine for violations of the Consumer Credit Code.
1/24/24
Maxie Joel Wozniak (PDF)
Maxie Joel Wozniak of Moosic, PA entered into a Consent Agreement and Order and will pay a fine for violations of the Consumer Credit Code.
1/16/24
Edward D. Jones & Co., LP (PDF)
Edward D. Jones & Co., LP of St. Louis, Missouri entered into a Consent Agreement and Order and will pay a fine for violations of the Pennsylvania Securities Act of 1972.